How can firms best meet regulatory requirements? DORA Best Practice Workshop:
Tuesday, 24th of May 2022 @ 6PM (followed by a drinks and nibbles) At: The Worshipful Company of Information Technologists Hall, 39A Bartholomew Close, London EC1A 7JN With 2022 being the year of DORA and UK legislation implementation, we invite you to join this best practice workshop as we meet to hear from subject […]
The Senior Managers And Certification Regime (SMCR):1 Year On Webinar Recording
On the 9 December 2019, the Senior Managers and Certification Regime (SMCR) became applicable to all Financial Services and Markets Act (FSMA) authorised firms; including banks, building societies, asset managers, investment firms, insurers, mortgage providers, consumer credit firms and sole traders. So 1 year on, given the interruptions in 2020 and the FCA enabled ‘3 […]
CSDR – Impacts on the buy-side
When fully implemented, it could be argued that Central Securities Depositories Regulation (CSDR) will have had the biggest impact on the post-trade life cycle. HSBC have prepared a guide for asset owners and managers explaining why, how and what CSDR is about, focusing particularly on settlement efficiency, to help navigate the impact of CSDR implementation. The […]