Home » Posts Tagged "Compliance"

The impact of the Digital Operational Resilience Act (DORA)

Financial Services Technology Panel Looks at the impact of the Digital  Operational Resilience Act (DORA) on the industry   The Worshipful Company of Information Technologists in conjunction with ISITC Europe C.I.C. explores the implications of the Digital Operational Resilience Act on Financial Services and beyond.   On 24 September 2020, the European Commission published its […]

The Senior Managers And Certification Regime (SMCR):1 Year On Webinar Recording

On the 9 December 2019, the Senior Managers and Certification Regime (SMCR) became applicable to all Financial Services and Markets Act (FSMA) authorised firms; including banks, building societies, asset managers, investment firms, insurers, mortgage providers, consumer credit firms and sole traders. So 1 year on, given the interruptions in 2020 and the FCA enabled ‘3 […]