The Senior Management and Certification Regime:1 Year on
An ISITC EUROPE/CISI joint Live Webcast – The Senior Management and Certification Regime:1 Year On
Postponed until January 2021 – Date tbc
From 9 December 2019, The Senior Managers and Certification Regime (SMCR) will apply to all Financial Services and Markets Act (FSMA) authorised firms, including banks, building societies, asset managers, investment firms, insurers, mortgage providers, consumer credit firms and sole traders. So almost 1 year on firms have invested significant resources in implementing the regulations so are they embedded and working. What are the issues and do they deliver he accountability that they set out to.
Has it been implemented across the market? Are Senior Managers fully aware of their obligations? Is it achieving what it was intended for?
Our industry experts for this live web cast are:
We are please to be running this event jointly with the CISI who are kindly hosting the webcast on their site.